Anti-Money Laundering

台灣的銀行業者, 可能沒聽過下面這些遊戲規則 :

Know your customer

https://en.wikipedia.org/wiki/Know_your_customer

https://risk.thomsonreuters.com/en/risk-sectors/customer-and-third-party-risk/kyc-know-your-customer.html

Know your customer - Quick Reference Guide

https://www.pwc.com/gx/en/financial-services/assets/pwc-kyc-anti-money-laundering-guide-2013.pdf

Bank regulation

https://en.wikipedia.org/wiki/Bank_regulation

Banking Law - Guide to Bank and Bank Regulation Law

https://www.hg.org/banking.html

Bank regulatory compliance services

http://www.pwc.com/us/en/financial-services/regulatory-services/bank-regulatory-compliance.html

Compliance and the compliance function in banks

http://www.bis.org/publ/bcbs113.pdf

Top regulatory trends for 2016 in banking A forward look - Deloitte

http://www2.deloitte.com/us/en/pages/regulatory/banking-regulatory-outlook.html

Compliance with EBA regulatory products

https://www.eba.europa.eu/about-us/legal-framework/compliance-with-eba-regulatory-products

IMF - Legal Aspects of Regulatory Treatment of Banks in Distress

http://www.imf.org/external/pubs/nft/2001/lart/

Federal Reserve - Banking Information & Regulation

http://www.federalreserve.gov/bankinforeg/reglisting.htm

Federal Banking Regulations Up-to-Date Bank Regulation Tools 

https://www.compliancealliance.com/laws-regulations/federal-bank-regulations

A best-practice model for bank compliance - McKinsey

http://www.mckinsey.com/business-functions/risk/our-insights/a-best-practice-model-for-bank-compliance

Anti money laundering: First, you need to “Know Your Customer” (KYC)

https://www.startupbootcamp.org/blog/2015/09/anti-money-laundering-first-you-need-to-know-your-customer-kyc-5975/

FinCEN: Know Your Customer Requirements

https://corpgov.law.harvard.edu/2016/02/07/fincen-know-your-customer-requirements/

AML global alignment: Two steps forward, one step back 

https://www.pwc.com/us/en/financial-services/regulatory-services/publications/assets/aml-global-alignment.pdf

Bank Account Opening and KYC

https://www.sc.com/in/important-information/kyc.html

World Bank - Legal Aspects of Financial Services Regulations

http://siteresources.worldbank.org/INTAFRSUMAFTPS/Resources/Legal_Aspects_of_Financial_Sces_Regulations.pdf

Anti-Money Laundering

http://www.finra.org/industry/aml

Anti-Money Laundering: Know Your Customer Quick Reference Guide and Global AML Resource Map

http://www.pwc.com/gx/en/industries/financial-services/publications/anti-money-laundering-know-your-customer-quick-reference-guide.html

Quick Reference to Anti-Money Laundering

http://www.pwc.com/gx/en/financial-services/publications/assets/pwc-anti-money-laundering-2016.pdf

What Is Your Risk Tolerance?

http://www.investopedia.com/articles/pf/07/risk_tolerance.asp

Determining Risk And The Risk Pyramid

http://www.investopedia.com/articles/basics/03/050203.asp