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Tuesday, July 12, 2016

【政府採購】​#5 PPP/PFI (Public-Private Partnership/Private Financing Initiative)

【政府採購】​#5 PPP/PFI (Public-Private Partnership/Private Financing Initiative)

PFI/PPP - GOV.UK
https://www.gov.uk/search?q=PFI%2FPPP&tab=government-results

Infrastructure Procurement Routemap

Guidance PFI/PPP finance guidance
Application note: interest-rate and inflation risks in PFI contracts
Guidance note: the use of internal rates of return in PFI contracts
Preferred bidder debt funding competitions: letter
Preferred bidder debt funding competitions: draft outline guidance for feedback
Refinancing of early PFI transactions: code of conduct
Guidance note: calculation of the authority´s share of a refinancing gain
Covering note: value for money in refinancings
Application note: value for money in refinancings
Guidance on application of the Spens clause to PFI transactions: covering letter
Guidance on application of the Spens clause to PFI transaction

Guidance PFI/PPP procurement and contract management guidance
Project Governance: a guidance note for public sector  projects
Competitive Dialogue Procedure
HM Treasury Review of  Competitive Dialogue
Joint Ventures: a guidance note for public sector bodies  forming joint ventures with the private sector
Managing complex capital investment  programmes utilising private finance
Value for Money Assessment Guidance

Reform of the Private Finance Initiative
Guidance Making savings in operational PFI contracts
List of PFI/PPP procurements that were terminated by the authority after preferred bidder appointment
Guidance MOD Private Finance Initiative (PFI) project agreement (PA)
MOD Private Finance Unit      Guidance Note              MOD Standard Project  Agreement 
Role of the Private Finance Unit (PFU)
Guidance Security of pension benefits: Differences between Public Service and private sector schemes
Public and private sector support cutting costs of public infrastructure with new code of conduct
Guidance Code of conduct for operational PFI/PPP contracts


United Kingdom - Archived guidance of PPPs in Infrastructure
Value for money assessment for using private finance
​- ​
G
uidance
​ - ​
Value for money assessment 
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Value for money quantitative assessment user guide
​- ​
Value for money quantitative evaluation spreadsheet (Excel 3MB)
chrome-extension://bpmcpldpdmajfigpchkicefoigmkfalc/views/app.html

PPP/PFI - How to Prepare, Procure, and Deliver PPP Projects
Guidance Series (1 - 130)

Policy and Practical Guides to PSI, Outsourcing and PPPs

Phase 1 -  Project Identification
http://www.eib.org/epec/g2g/i-project-identification/11/index.htm
http://www.eib.org/epec/g2g/guidance/index.htm
Investment assessment
Guide 1 (Project Preparation) - Attracting Investors to PPP in Africa
Guide 2 (Serving the Community Through Successful Project Delivery)

Phase 2 - Detailed Preparation Phase
Set up the project team and governance structure
(National Public Private Partnership Guidelines Volume 2: Practitioners’ Guide)
Engage a team of advisers
Hiring Advisers - Sample Terms of Reference (ToRs) for PPP Projects
Toolkit: A guide for hiring and managing advisors for  private participation in infrastructure
Selected toolkits
Concession: A Guide to their Design and Award (1998) helps policymakers understand the granting of concessions

Phase 3 -  Procurement Phase
Bidding process
PPP contract and financial close

Phase 4 - Project Implementation Phase


PPP/PFI - A new approach to public private partnerships
chrome-extension://gbkeegbaiigmenfmjfclcdgdpimamgkj/views/app.html
PFI contracts: the full list

Measuring the profits (particular trades): Private finance initiative (PFI): background
Measuring the profits (particular trades): Private Finance Initiative (PFI): contract accounting: bid costs
Measuring the profits (particular trades): Private finance initiative (PFI): property business
Measuring the profits (particular trades): Private finance initiative (PFI): non-statutory clearance procedure
Renegotiation of Private Finance Initiative (PFI) contracts
Guidance 
​: ​
Making savings in operational PFI contracts
https://www.gov.uk/government/uploads/system/uploads/attachment_data/file/211210/iuk_making_savings.pdf

International Guidelines on Public-Private Partnerships
http://sd.iisd.org/news/desa-paper-calls-for-international-guidelines-on-public-private-partnerships/
Public-Private Partnerships and the 2030 Agenda for Sustainable Development: Fit for purpose?
DESA Working Papers

A Framework for evaluating the implementation of Private 
 Finance Initiative projects | National Audit Office (NAO)

Delivering the PPP promise* A review of PPP issues and activity
Moving Forward on Public  Private Partnerships: U.S. and International Experience  with PPP Units
Using Public-Private  Partnerships to  Improve Transportation Infrastructure in Canada
The Use of Life-Cycle Cost Analysis to Evaluate Public-Private Partnerships http://www.dot.state.mn.us/research/TRS/2013/TRS1304.pdf
Are We There Yet? The Length of Tendering Periods for PPPs in Ireland 
Public Private Partnerships and Public Procurement  
Transport Agency policy on Debt Funding and Public Private Partnerships 
Procurement Manual 
Guidance for Public Private Partnerships (PPPs) in New Zealand 
Better Business Cases - Investing for Change for Better Value http://www.infrastructure.govt.nz/publications/betterbusinesscases
Are Public Private Partnerships value for money?: Evaluating alternative approaches and comparing academic and practitioner views 
Transaction costs, relational contracting and public private partnerships: a case study of UK defence http://202.114.89.60/resource/pdf/1888.pdf
Transaction Cost Estimation Model for US  Infrastructure Public Private Partnerships. http://drum.lib.umd.edu/bitstream/1903/10494/1/Farajian_umd_0117N_11371.pdf

Guidance PFI/PPP finance guidance
Application note: interest-rate and inflation risks in PFI contracts
Guidance note: the use of internal rates of return in PFI contracts
Preferred bidder debt funding competitions: draft outline guidance for feedback
Refinancing of early PFI transactions: code of conduct
Guidance note: calculation of the authority´s share of a refinancing gain
Covering note: value for money in refinancings
Application note: value for money in refinancings

OECD Principles for Private Sector Participation in Infrastructure
Private sector participation in the water and sanitation sector
Private Sector Participation in Water Infrastructure: OECD Checklist for Public Action
PRIVATE SECTOR PARTICIPATION IN WATER AND SANITATION INFRASTRUCTURE (DRAFT)
SUPPORT TO ENHANCE PRIVATE INVESTMENT FOR INFRASTRUCTURE IN DEVELOPING COUNTRIES 


Savings from operational PFI contracts | National Audit Office (NAO)

Guidance 
​: ​
PFI/PPP procurement and contract management guidance
Project governance guidance
Guidance on using the competitive dialogue procedure
HM Treasury review of competitive dialogue
Managing complex capital investment programmes utilising private
​ ​
 finance: a current best practice model for departments
Joint venture guidance
<a guidance note for public sector bodies forming joint ventures with the private sector
​>​
Value for money assessment guidance

 3/5 PPP/PFI Projects - Optimism Bias & Planning Fallacy
Planning fallacy
Chapter One – The Planning Fallacy: Cognitive, Motivational, and Social Origins
Optimism bias
Self-serving bias
The Mythical Man-Month
Brooks's law
Anchoring or focalism is a cognitive bias
Hofstadter's law
Experiment #1: Surprise as a Cue to Probability
On the Study of Statistical Intuitions

Traffic risk in the Australian toll road sector
Traffic Demand Risk: The case of Bangkok’s Skytrain (BTS)

Optimism bias
**Optimism Bias in Transport Planning
**Procedures for Dealing with Optimism Bias in Transport Planning: Guidance Document
The British Department for Transport - Procedures for Dealing with  Optimism Bias in Transport  Planning  Guidance Document 
Curbing Optimism Bias and Strategic Misrepresentation in Planning: Reference Class Forecasting in Practice
file:///C:/Users/James/%E4%B8%8B%E8%BC%89/1029/032_hoerter_presentation-bioc_bejing-2013_sth_131014_en-chn.pdf
Eliminating Bias through Reference Class Forecasting  and Good Governance
From Nobel Prize to Project Management: Getting Risks Right
Error and optimism bias in toll road traffic forecasts
Hubris or humility? Accuracy issues for the next 50 years of travel demand modeling
Risk and Ambiguity Preferences and the Adoption of  New Agricultural Technologies
The Impact of Prior Task Experience on Bias in Predictions of Duration




Good Practice Briefing for PFI PPP | (NAO)
Lessons from PFI and other projects | National Audit Office (NAO)
Benchmarking and market testing the ongoing services component of PFI projects | (NAO)
https://www.nao.org.uk/report/benchmarking-and-market-testing-the-ongoing-services-component-of-pfi-projects/
Benchmarking and market testing the ongoing services component of PFI projects
Good Practice Briefing for PFI PPP
Review of the VFM 
​(Value for Money) ​
assessment process for PFI | National Audit Office (NAO)
Managing complex capital investment programmes utilising private finance | National Audit Office (NAO)
Improving the PFI tendering process | (NAO)
https://www.nao.org.uk/report/improving-the-pfi-tendering-process/
Improving the PFI tendering process 
Making changes in Operational PFI Projects | (NAO)
Protecting staff in PPP/PFI deals
PFI: Construction Performance | National Audit Office (NAO)
Managing the relationship to secure a successful partnership in PFI projects | (NAO)
PFI Refinancing Update | National Audit Office (NAO)
Update on PFI debt refinancing and the PFI equity market | National Audit Office (NAO)
Innovation in PFI Financing: The Treasury Building Project | National Audit Office (NAO)
Equity investment in privately financed projects | (NAO)
World Bank
Methane finance study group report : using pay-for-performance mechanisms to finance methane abatement (English)
The Public-Private Partnerships in Energy Sector - Wind Power Case
World Bank - PPP Wind Power Energy
Laws and Regulations and Standard Documents: Wind Power Projects
Strengthening Public-Private Partnerships to Accelerate Global Electricity Technology Deployment –
PPP - Regulation Body of Knowledge

THE ROLE OF INSTITUTIONAL INVESTORS IN FINANCING CLEAN ENERGY
Barriers and Incentives for Future Investment – IEA & OECD Perspective

Public Private Partnerships in Watershed Management- Evidence from the Himalayan Foothills
Organizations Enabling Public Private Partnerships: An Organization Field Approach 

Emerging Partnerships - top 40 ppps IN EMERGING MAARKETS

IFAD and public-private partnerships: Selected project experiences

Public-Private-Partnership for sustainable rural development: the experience of the Organic Asparagus Producers Group

Assessment of the Effectiveness of Project Preparation Facilities in Asia 
Effectiveness of Contemporary Public-Private Partnerships for Large Scale Infrastructure Projects in the United States
Assessing the Added Value of Public-Private Partnership
Measuring and Maximising Value for Money in Infrastructure Programmes

Green Growth, Technology and Innovation
Green growth and eco-innovation
OECD Global Forum calls for broader perspective on eco-innovation
Innovation and Technology for Green Growth
Innovation key to green growth, says OECD report

World Bank
Towards a Principal-Agent Based Typology  of Risks in Public-Private Partnerships 
Public Private Partnerships: Procurement interventions; financial viability and long term project control
Concept of a quantitative project selection model for PPP Projects
Project Management Models Selection
Infrastructure construction in change – what is the sensible path forward?
Sampension: PPP as a Way Forward for a Modern Welfare System
 The highs and lows of unbalanced bidding models
A fuzzy-based model for unbalanced bidding in construction 
Factors that affect bidding decisions / behaviour of construction companies anda description of 2 contemporary bidding models
Using Pareto Principle plus statistic methodology in  establishing a cost estimating model

Budgeting and accounting for PPP arrangements
ACCOUNTING FOR PPP ARRANGEMENTS, INCLUDING PFI, UNDER  IFRS
Accounting for PPP arrangements including PFI contracts 
Economic Review, April 2013

Managing PPPs during their contract life - Guidance for sound management

HM Treasury: Operational Taskforce Note 1: Benchmarking and market  testing guidance
HM Treasury: Operational Taskforce Note 2 - Procurement to Service Delivery Guidance (March 2007)
Operational Savings Guidance  and Experience
Guidelines and Ethical Considerations for Assessment Center Operations1

Archived guidance

Treasury Taskforce Technical Notes
 (How to appoint and manage advisers, how to appoint and work with a preferred bidder, how to achieve design quality).
Treasury Taskforce Technical Note 1 - Benchmarking and Market Testing Guidance
Technical Note No. 1  HOW TO ACCOUNT FOR PFI TRANSACTIONS
Treasury Taskforce Technote Notes 3 - How to Appoint and Manage Advisers to PFI Projects 
Treasury Taskforce Technical Note 4: How to Appoint and Work with a Preferred Bidder
Treasury Taskforce Technical Note 5: How to construct a public sector comparator
HM Treasury Value for Money assessment guidance

Project Review Group (PRG)
Major Project approval and  assurance guidance

Guidance : Government financial reporting manual: application guidance

Reform of the Private Finance Initiative
Guidance Making savings in operational PFI contracts
List of PFI/PPP procurements that were terminated by the authority after preferred bidder appointment
Guidance MOD Private Finance Initiative (PFI) project agreement (PA)
MOD Private Finance Unit      Guidance Note              MOD Standard Project  Agreement 
Role of the Private Finance Unit (PFU)
Guidance Security of pension benefits: Differences between Public Service and private sector schemes
Public and private sector support cutting costs of public infrastructure with new code of conduct
Guidance Code of conduct for operational PFI/PPP contracts

Code of Conduct for Operational PPP/PFI contracts – UK Government
Current Questions about PFI
Private Finance Initiative: where did all go wrong?
Costs and benefits of private finance initiative schemes
Private Finance Initiative—The Theory behind the Practice
Flexible Design in Public Private Partnerships:  A PFI case study in the National Health Service

Relationship management in the management of PFI/PPP projects in the UK

A GUIDEBOOK ON  PUBLIC-PRIVATE PARTNERSHIP IN  INFRASTRUCTURE
Contractual Management in PPP Projects: Evaluation of Legal versus Relational Contracting for Service Delivery

Treasury announces plans to find £1.5 billion savings across PFI contracts 
Best Practice Code Published For Savings In Operational PFI/PPP Contracts
Evaluating the Efficiency Programme - Treasury Contents 

Overview of PPP modal variants
A comparison of Project Finance and the Forfeiting Model as financing forms for PPP projects in Germany
PPP Models 

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